TUCKER L. MELANÇON, District Judge.
Before the Court is defendant Yale University's Motion for Reconsideration [Rec. Doc. 329] of the Court's February 10, 2012 Ruling, 2012 WL 441250 [Rec. Doc. 324] on its Motion for Summary Judgment, plaintiff Dongguk University's Memorandum in Opposition thereto [Rec. Doc. 332], and the parties' supplemental memoranda of law [Rec. Docs. 346, 347, 350, 351, 353, and 354] filed pursuant to the Court's April 2, 2012 order [Rec. Doc. 343]. For the reasons that follow, Yale's Motion for Reconsideration will be GRANTED and Dongguk's remaining claims will be dismissed in their entirety.
On August 1, 2011, Yale moved for summary judgment on all of Dongguk's claims [Rec. Doc. 249]. After reviewing the parties' summary judgment papers and the combined 359 exhibits consisting of approximately 3,000 pages, on February 10, 2012 the Court issued its ruling [Rec. Doc. 324] (the "Summary Judgment Ruling") granting in part and denying in part Yale's Motion for Summary Judgment. In the Summary Judgment Ruling, the Court granted Yale's motion as to: (1) plaintiff Dongguk University's reckless and wanton conduct claim (Summary Judgment Ruling at 10-11); (2) the portion of Dongguk's defamation claim that sought "non-economic" damages (Summary Judgment Ruling at 11-22); and (3) the portion of Dongguk's negligence claim that was based on the incorrect statements Yale published to third persons (Summary Judgment Ruling at 22-23). The Court denied Yale's motion as to: (1) the portion of Dongguk's defamation claim that sought "economic" damages (Summary Judgment Ruling at 11-22) and (2) the portion of Dongguk's negligence claim that was based on Yale's inaccurate statements made directly to Dongguk and Yale's failure to timely correct those inaccuracies (Summary Judgment Ruling at 23-28).
On February 17, 2012, Yale moved for reconsideration [Rec. Doc. 329] of the Summary Judgment Ruling, seeking dismissal of Dongguk's defamation and negligence claims in their entirety. Shortly after conducting a telephone conference with the attorneys on March 26, 2012 [Rec. Doc. 338], the Court issued a one-page ruling [Rec. Doc. 339] on Yale's motion stating, inter alia, that it would, in due course, issue written reasons for its ruling. In its March 26, 2012 ruling, the Court granted the motion with respect to Dongguk's claim for defamation damages arising from the alleged loss of grants and the denial of its application to open a law school, and with respect to Dongguk's negligence claim in its entirety. The Court denied the motion in all other respects.
By order dated April 2, 2012 [Rec. Doc. 343], after conducting a telephone conference with the attorneys [Rec. Doc. 342], the Court vacated its March 26, 2012 ruling on the motion. The April 2, 2012 order stated, inter alia, that:
The April 2, 2012 order also set a schedule for additional briefing on issues raised in Yale's motion, and set an on the record hearing for April 25-26, 2012.
On April 19, 2012, the Court conducted a telephone conference [Rec. Doc. 355] with the attorneys, during which the attorneys were advised that based on their submissions pursuant to the April 2, 2012 order and the Court's own research, a hearing was not necessary. Thereafter, the Court entered an order [Rec. Doc. 356] canceling the April 25-26, 2012 hearing and upsetting the June 4, 2012 trial.
"The standard for granting a motion for reconsideration is strict, and reconsideration will generally be denied unless the moving party can point to controlling decisions or data that the court overlooked — matters, in other words, that might reasonably be expected to alter the conclusion reached by the court." Shrader
In the seminal case of New York Times Co. v. Sullivan, 376 U.S. 254, 84 S.Ct. 710, 11 L.Ed.2d 686 (1964), the Supreme Court held that a public official cannot prevail in a defamation suit unless he establishes, with "convincing clarity," that the defendant published a defamatory statement with actual malice — that is, with knowledge that the statement was false or with reckless disregard of whether it was false or not. 376 U.S. at 279-80, 285-86, 84 S.Ct. 710.
Under Connecticut law, each allegedly defamatory statement is a separate cause of action. Cweklinsky v. Mobil Chem. Co., 267 Conn. 210, 217, 837 A.2d 759 (2004). Thus, to prevail with respect to a given statement in a defamation suit, a public-official or public-figure plaintiff must prove that the statement in question was made with actual malice and must also prove the other elements of a defamation claim with respect to the statement. See Tavoulareas v. Piro, 817 F.2d 762, 794 (D.C.Cir.1987) ("But defamation plaintiffs cannot show actual malice in the abstract; they must demonstrate actual malice in conjunction with a false defamatory statement."); see also Cweklinsky, 267 Conn. at 217, 837 A.2d 759.
Moreover, when the defendant is an organization, a plaintiff must prove that a particular agent or employee of the defendant acted with actual malice at the time that agent or employee participated in the publication of the statement in question; an organizational defendant is not charged with the collective knowledge of all its agents and employees for purposes of the actual malice inquiry. Sullivan, 376 U.S. at 287, 84 S.Ct. 710 (holding that "the state of mind required for actual malice [has] to be brought home to the persons in
The "convincing clarity" by which Sullivan held actual malice must be proved was subsequently interpreted to be synonymous with the more familiar "clear and convincing evidence" standard of proof. DiBella v. Hopkins, 403 F.3d 102, 110 (2d Cir.2005). Clear and convincing evidence is "a more exacting standard" than proof by a preponderance of the evidence. United States v. Thomas, 274 F.3d 655, 672 (2d Cir.2001). To satisfy the clear and convincing evidence standard, it is not enough that the thing to be proved is more probable than not. Rather, there must be "evidence indicating that the thing to be proved is highly probable or reasonably certain." Ragbir v. Holder, 389 Fed.Appx. 80, 84-85 (2d Cir.2010) (internal quotation marks and alterations omitted; emphasis added).
At the summary judgment stage of a defamation suit involving a public-official or public-figure plaintiff, a court must first address, based on the record before it, applying the appropriate standard of proof, the threshold issue of which of the defendant's agent(s) or employee(s) was(were) "responsible" for the allegedly defamatory publication. In the Summary Judgment Ruling, applying the default preponderance of the evidence standard of proof, the Court held that there was a genuine issue of material fact as to whether Susan Carney — Yale's Deputy General Counsel — "approved and/or offered input into" the allegedly defamatory statements published by Gila Reinstein, Associate Director of Yale's Public Affairs Office. (Summary Judgment Ruling at 18). Yale asserts that Dongguk's burden of proof as to this threshold issue is by clear and convincing evidence [Rec. Doc. 346 at 1-2]. Dongguk contends that its burden of proof is by a mere preponderance of the evidence [Rec. Doc. 347 at 1-2]. Yale cites two cases in support of its position, which in turn cite Sullivan for their holdings. Speer v. Ottaway Newspapers, Inc., 828 F.2d 475, 476 (8th Cir.1987) (citing Sullivan, 376 U.S. at 285-86, 84 S.Ct. 710); Miskovsky v. Oklahoma Publ'g Co., 654 P.2d 587, 591 (Okla.1982) (citing Sullivan, 376 U.S. at 287, 84 S.Ct. 710). Yale further asserts [Rec. Doc. 346 at 3], and Dongguk does not dispute [Rec. Doc. 347], that Speer and Miskovsky are the only cases, state or federal, that have expressly addressed the standard of proof applicable to the factual question of publication responsibility. The Court's own research leads it to the same conclusion.
The Court agrees with Speer and Miskovsky and concludes that controlling authority, i.e., New York Times Co. v. Sullivan, requires a public-official or a public-figure plaintiff in a defamation suit to prove a person's "responsibility" for publication by clear and convincing evidence. The strict actual malice standard and its attendant standard of proof (clear and convincing evidence) work in tandem to effectuate the protections of the First Amendment. Those protections are bolstered by requiring public officials and public figures to prove publication responsibility by clear and convincing evidence.
The Court erred as a matter of law in the Summary Judgment Ruling by applying the lesser standard of proof, preponderance of the evidence, rather than
Based on the entirety of the record before the Court, applying the appropriate standard of proof, the Court concludes as a matter of law that a jury of reasonable persons could find that the only Yale agents or employees responsible for the allegedly defamatory publications made in connection with Jeong Ah Shin were: Associate Dean Pamela Schirmeister, Associate Vice President and Director of Public Affairs Helaine Klasky, and Associate Director of Yale's Public Affairs Office Gila Reinstein. The Court will therefore focus
On July 20, 2007, Schirmeister approved, and was thus responsible for, one of Reinstein's published statements — namely, an email Reinstein sent to the Buddhist Weekly Newspaper on or about July 20, 2007. (Pl. Ex. 81; Def. Ex. 29 at 103).
The Court, in viewing the evidence in a light most favorable to Dongguk, will assume that Schirmeister and Klasky had undertaken no investigation into the truth of Reinstein's statements at the time they approved the July 20, 2007 and September 21, 2007 statements. Even given that assumption, the record before the Court does not contain sufficient evidence from which a jury of reasonable persons could find under the appropriate standard of proof that either Schirmeister or Klasky purposely avoided the truth at the time they approved Reinstein's statements. Harte-Hanks Commc'ns, Inc., 491 U.S. at 693, 109 S.Ct. 2678. Nor is there sufficient evidence from which a jury of reasonable persons could find under the appropriate standard of proof that Schirmeister or Klasky entertained serious doubts as to the truth of the statements they approved or possessed a high degree of awareness of the probable falsity of the statements they approved at the time they approved the statements. St. Amant, 390 U.S. at 731, 88 S.Ct. 1323; Garrison, 379 U.S. at 74, 85 S.Ct. 209. In essence, Schirmeister and Klasky approved statements that denied the authenticity of two documents (the Schirmeister Fax and the Inquiry Letter) that purported to corroborate Shin's claim that she held a degree from Yale — a claim that was indisputably false and that was purportedly corroborated by the Certification Document, which was in fact forged. Pl.'s Rule 56(a)2 Stmt. ¶¶ 8-9.
It is uncontested that Reinstein was responsible for the publication of Yale's allegedly defamatory statements. As Associate Director of Yale's Public Affairs Office, Reinstein was the Yale employee that responded to media inquiries regarding Jeong Ah Shin on Yale's behalf.
Having concluded that there is insufficient evidence in the record under the appropriate standard of proof to support a jury finding of actual malice on the part of any Yale agent or employee responsible for an allegedly defamatory publication, the Court erred as a matter of law in the Summary Judgement Ruling in not dismissing Dongguk's defamation claim in its entirety.
In the Summary Judgment Ruling, the Court granted Yale's motion on Dongguk's negligence claim to the extent that claim was based on the incorrect statements Yale published to third persons. (Summary Judgment Ruling at 22-23). However, the Court denied summary judgment on Dongguk's negligence claim to the extent that claim was based on Yale's inaccurate statements made directly to Dongguk and Yale's failure to timely correct those inaccuracies. (Summary Judgment Ruling at 23-28). Yale's Motion for Reconsideration asserts that the Court erred in not granting summary judgment on Dongguk's entire negligence claim. The Court agrees.
As noted in the Summary Judgment Ruling, a "public figure cannot circumvent the strict `actual malice' standard imposed by the First Amendment by calling his claim for defamation by a different name (tort)." (Summary Judgment Ruling at 22, citing Hustler Magazine, Inc. v. Falwell, 485 U.S. 46, 108 S.Ct. 876, 99 L.Ed.2d 41 (1988)). Applying Hustler Magazine, courts have consistently dismissed "additional tort claims [] aimed at controlling the same speech that is the basis of a libel claim." E.g., Anyanwu v. Columbia Broad. Sys., 887 F.Supp. 690, 693 (S.D.N.Y.1995).
The Hustler Magazine rule has most often been applied in cases where the actionable conduct is speech published to a third party. However, it does not follow that the First Amendment concerns underlying Hustler Magazine do not arise when the actionable conduct is speech communicated directly to the plaintiff. Rather, "regardless of the specific tort being employed, the First Amendment applies when a plaintiff seeks damages for reputational, mental or emotional injury allegedly resulting from the defendant's speech." Snyder v. Phelps, 580 F.3d 206, 218 (4th Cir.2009), aff'd, ___ U.S. ___, 131 S.Ct. 1207, 179 L.Ed.2d 172 (2011); cf. Cohen v. Cowles Media Co., 501 U.S. 663, 111 S.Ct. 2513, 115 L.Ed.2d 586 (1991) (holding that the plaintiff's speech-based tort claim was not barred by Hustler Magazine because plaintiff sought damages that did not reflect
Supreme Court jurisprudence makes clear that the First Amendment affords "heightened protection" to speech addressing matters of public concern — that is, speech "relating to any matter of political, social, or other concern to the community" or speech that is "a subject of general interest and of value and concern to the public." Snyder, 131 S.Ct. at 1211 (internal quotation marks omitted); Borough of Duryea v. Guarnieri, ___ U.S. ___, 131 S.Ct. 2488, 2505, 180 L.Ed.2d 408 (2011) (noting the Supreme Court's "longstanding tradition of granting heightened protection to speech of public concern") (Scalia, J., concurring) (emphasis removed). The private context in which speech is made does not "vitiate the status of the statement as addressing a matter of public concern." Rankin v. McPherson, 483 U.S. 378, 386 n. 11, 107 S.Ct. 2891, 97 L.Ed.2d 315 (1987); Rookard v. Health & Hosps. Corp., 710 F.2d 41, 46 (2d Cir.1983) ("That [the plaintiff's] speech was made privately, rather than publicly, did not remove it from First Amendment protection.").
Yale's statements made directly to Dongguk concerned the relationship and interactions among three figures of public notoriety (Shin, Yale, and Dongguk) and, furthermore, concerned issues related to a national scandal in Korea. (See Summary Judgment Ruling at 24). This speech was of a public concern and, accordingly, enjoys the same "heightened protection" that was applied in Hustler Magazine and its progeny. Snyder, 131 S.Ct. at 1219. As a result, Dongguk cannot seek reputational damages allegedly caused by this speech under the "reasonableness" standard of Connecticut negligence law.
Dongguk argues that Yale's "failure to investigate" is an act of negligence that caused it reputational harm and, because that act is not communicative in nature, it is not barred by the First Amendment principles set forth in Hustler Magazine. A failure to investigate the truth of a communication cannot be a cognizable cause of action because it is the communication itself that causes injury to a plaintiff. See, e.g., Compuware Corp. v. Moody's Investors Servs., Inc., 499 F.3d 520, 531 (6th Cir.2007). If the law were otherwise, a public figure could always seek reputational damages under a negligence standard simply by alleging a claim based on a negligent investigation rather than a claim of defamation. That is what Dongguk seeks to do in this case.
Dongguk also based its negligence claim on Yale's decision to wait in excess of one month, or until November 29, 2007, to advise Dongguk of its discovery on October 18, 2007 that it had made inaccurate statements directly to Dongguk in 2005 and 2007. This portion of Dongguk's negligence claim must also fail. Dongguk produced insufficient evidence from which a reasonable jury could conclude that Yale's inaction caused Dongguk any reputational harm separate and apart from the reputational harm caused by Reinstein's publications or Yale's communications made directly to Dongguk. Rawls v. Progressive N. Ins. Co., 130 Conn.App. 502, 23 A.3d 100, 104 (Conn.App.Ct.2011) ("Although the jury may make reasonable inferences when determining negligence and causation, the plaintiff must present sufficient evidence from which said inferences may be made.") (citing O'Brien v. Cordova, 171 Conn. 303, 305-06, 370 A.2d 933 (1976)); O'Donnell v. Feneque, 120 Conn.App. 167, 991 A.2d 643, 647 (Conn.App.Ct.2010) (holding that an alleged "causal connection must be based upon more than conjecture and surmise").
After due consideration of the entirety of the record, in particular the filings made in connection with Yale's Motion for Reconsideration and the Court's April 2, 2012 order, viewing the evidence in a light most favorable to Dongguk under the appropriate standard of proof applicable to Dongguk's defamation claim and the appropriate standard of proof applicable to Dongguk's negligence claim, the Court can only conclude that if the case were allowed to proceed to trial there could be but one verdict that a jury of reasonable persons could reach: a verdict in favor of Yale and against Dongguk on all of Dongguk's remaining claims. "The [Supreme] Court has said that summary judgment should be granted where the evidence is such that it `would require a directed verdict for the moving party.'" Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986) (quoting Sartor v. Arkansas Gas Corp., 321 U.S. 620, 624, 64 S.Ct. 724, 88 L.Ed. 967 (1944)). "Summary judgment or a directed verdict is mandated where the facts and the law will reasonably support only one conclusion." McDermott Int'l, Inc. v. Wilander, 498 U.S. 337, 356, 111 S.Ct. 807, 112 L.Ed.2d 866 (1991).
As a result of the foregoing, the Court need not address the other issues raised by Yale in its Motion for Reconsideration or the issues previously addressed by the Court in the Summary Judgment Ruling not addressed in this Ruling.
Judgment dismissing Dongguk's remaining claims against Yale with prejudice will be entered forthwith.